ASIC Under Chairman Lucy

Australian Guardians have provide a tab for the Australian Securities and Investments Commission (ASIC) under each of the Chairmen, since ASIC‘s enforcement actions are determined solely at the whim of whoever happens to be the incumbent Chairman and whether such enforcement action is amenable to the Chairman’s own pecuniary interests .

Mr Jeffrey Lucy was Chairman from 13 May 2004 until 12 May 2007, when Mr D’Aloisio took over the Chairmanship

The former Chairman Mr Jeffrey Lucy was proactive when it came to protect the Members of Government Regulated Superannuation Funds.

The following Enforceable Undertaking in relation to Government Regulated Superannuation Funds were effected when Mr Lucy was Chairman.

AXA Staff Superannuation Enforceable Undertaking

Tower Superannuation Enforceable Undertaking

UniSuper Enforceable Undertaking

AMP Enforceable Undertaking



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