Compliance Manual for Fund Administrators

Key Links for Employer- Sponsors

Prohibition on “giving direction” to Trustees and their agents, except as prescribed by the SIS Regulations.

Section 58 of the Superannuation Industry (Supervision) Act 1993

Regulation 4.03 of the Superannuation Industry (Supervision) Regulations 1994

Statutory Minimum Acceptance by Members for any Proposed Reduction to their Entitlements

{Note: The Governing Rules of the Fund may prescribed a higher minimum acceptance level}

Regulation 13.16 of the Superannuation Industry (Supervision) Regulations 1994

Converants covering the key  Statutory Duties of Trustees and their agents

Section 52  of the Superannuation Industry (Supervision) Act 1993

Obligation not to engage in conduct that is Misleading or Deceptive

Section 1014H of the Corporations Act 2001

General Obligations of Financial Services Licensees

Section 912A of the Corporations Act 2001

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